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Description
title:
knowledge of investment products and investment industry market practices.risk, audit or other related field,
min. 5 to 10 years experience in compliance.)
good interpersonal sklils and willing to work in a team.
develop and maintain relationships with regulators and work with peers and other interest groups and trade bodies to both lobby the regulators and help influence industry standards.
substantiate and report results and findings of monitoring and testing tasks to manaegment in a precise and concise report format.
asisst manaegment and the business in the conduct of regulatory inspections and inquiries.
plan and conduct compliance induction and business specific compliance training.
prepare reports and supporting documents for the management committee meetings and other committees in singapore and the asia compliance committee meetings.
assist in applying to the mas for licenses for asset management businesses and the registration, deregistration and other notification for licensed personnel.
review and approve marketing materials.
adivse management and any relveant parties on new regulatory developments and advise appropriate implemnetation.
perform periodic monitoring/ surveillance to check compliance with relevant regulations and intrenal polciies and procdeures.
fleunt in engilsh.
good engilsh wriitng skills.
advise management of relevant glboal and loacl polciies and procdeures and assist management in thier implementation.leagl & compliance - head of investment management compliance, singapore - vp
location: sgp-singapore-singapore
major responsibilities in relation to the investment management business include:
provide advice and support to the investment management business in respect of singapore regulatory and compliance matters.compliance in hk and other asia locations, legal and audit teams, etc, group compliance of jpmc in singapore,
maintain liaison and coordination with the asset management business.
strong communication and analytical skills.
keep the head of im compliance for asia advised of significant issues and provide consultation on a timely basis.
review new products and assist in the product documentation and registration process.
carry out adhoc compliance tasks and monitoring exercises as required.
strong pc computer skills (excel, word, internet etc, powerpoint.
develop and execute a risk-based compliance testing plan to test regulatory compliance controls for compliance with the relevant laws and regulations.proficient in mandarin is an advantage.work experience in asset management compliance or mutual funds products is an advantage.legal qualification is an advantage.accounting or finance related subject,
degree in law.
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